12.6M XNYS Volume
XNYS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Steven F. Campbell | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2025 | 54,120 | 271,970 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.66 per share. | 25 Feb 2025 | 27,629 | 244,341 (0%) | 0% | 21.7 | 598,444 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2025 | 22,555 | 198,487 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.66 per share. | 25 Feb 2025 | 11,515 | 186,972 (0%) | 0% | 21.7 | 249,415 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.66 per share. | 25 Feb 2025 | 28,778 | 211,481 (0%) | 0% | 21.7 | 623,331 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2025 | 56,370 | 240,259 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and Co-CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.66 per share. | 25 Feb 2025 | 121,784 | 810,769 (0%) | 0% | 21.7 | 2,637,841 | Common Stock |
| David L. Finkelstein | Director, CEO and Co-CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2025 | 220,222 | 932,553 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and Co-CIO | Sale of securities on an exchange or to another person at price $ 20.60 per share. | 10 Feb 2025 | 50,000 | 677,465 (0%) | 0% | 20.6 | 1,030,000 | Common Stock |
| Steven F. Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.41 per share. | 01 Feb 2025 | 29,438 | 131,966 (0%) | 0% | 20.4 | 600,830 | Common Stock |
| David L. Finkelstein | Director, CEO and Co-CIO | Grant, award, or other acquisition of securities at price $ 20.41 per share. | 01 Feb 2025 | 232,328 | 727,465 (0%) | 0% | 20.4 | 4,741,814 | Common Stock |
| David L. Finkelstein | Director, CEO and Co-CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.41 per share. | 01 Feb 2025 | 112,306 | 495,137 (0%) | 0% | 20.4 | 2,292,165 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.41 per share. | 01 Feb 2025 | 26,033 | 119,182 (0%) | 0% | 20.4 | 531,334 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 20.41 per share. | 01 Feb 2025 | 56,026 | 175,208 (0%) | 0% | 20.4 | 1,143,491 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 20.41 per share. | 01 Feb 2025 | 66,712 | 166,502 (0%) | 0% | 20.4 | 1,361,592 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.41 per share. | 01 Feb 2025 | 22,981 | 99,790 (0%) | 0% | 20.4 | 469,042 | Common Stock |
| Steven F. Campbell | President and COO | Grant, award, or other acquisition of securities at price $ 20.41 per share. | 01 Feb 2025 | 75,420 | 207,386 (0%) | 0% | 20.4 | 1,539,322 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Sale of securities on an exchange or to another person at price $ 19.25 per share. | 28 Oct 2024 | 50,000 | 562,469 (0%) | 0% | 19.3 | 962,500 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Sale of securities on an exchange or to another person at price $ 20.05 per share. | 16 Aug 2024 | 50,000 | 133,828 (0%) | 0% | 20.1 | 1,002,500 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Sale of securities on an exchange or to another person at price $ 20.05 per share. | 16 Aug 2024 | 50,000 | 612,469 (0%) | 0% | 20.1 | 1,002,500 | Common Stock |
| Scott Wede | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 8,583 | - | - | Deferred Stock Units | |
| Manon Laroche | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 8,583 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2024 | 7,048 | 22,664 (0%) | 0% | 0 | Common Stock | |
| John H. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 59,916 | - | - | Deferred Stock Units | |
| Michael E. Haylon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 98,160 | - | - | Deferred Stock Units | |
| Glenn A. Votek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 26,746 | - | - | Deferred Stock Units | |
| Francine J. Bovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 89,508 | - | - | Deferred Stock Units | |
| Vicki Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 39,497 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 26,746 | - | - | Deferred Stock Units | |
| Thomas Edward Hamilton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 36,282 | - | - | Deferred Stock Units | |
| Martin Laguerre | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 17,982 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 8,583 | 21,469 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2024 | 7,048 | 14,421 | - | - | Deferred Stock Units | |
| C. Anthony Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 25,547 | 196,870 (0%) | 0% | 0 | Common Stock | |
| Wolfe Serena | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.88 per share. | 15 Feb 2024 | 2,897 | 114,087 (0%) | 0% | 18.9 | 54,695 | Common Stock |
| Wolfe Serena | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 5,675 | 116,984 (0%) | 0% | 0 | Common Stock | |
| C. Green Anthony | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.88 per share. | 15 Feb 2024 | 13,042 | 183,828 (0%) | 0% | 18.9 | 246,233 | Common Stock |
| Steven F. Campbell | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 5,675 | 152,175 (0%) | 0% | 0 | Common Stock | |
| Campbell Steven F. | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.88 per share. | 15 Feb 2024 | 2,897 | 149,278 (0%) | 0% | 18.9 | 54,695 | Common Stock |
| L. Finkelstein David | Director, CEO and CIO | Sale of securities on an exchange or to another person at price $ 19.03 per share. | 12 Feb 2024 | 50,000 | 662,469 (0%) | 0% | 19.0 | 951,500 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2024 | 3,140 | 61,250 (0%) | 0% | 0 | Common Stock | |
| Anthony Green C. | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2024 | 5,110 | 133,302 (0%) | 0% | 0 | Common Stock | |
| Steven Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.57 per share. | 01 Feb 2024 | 13,903 | 76,500 (0%) | 0% | 19.6 | 272,082 | Common Stock |
| Campbell Steven | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2024 | 5,028 | 90,403 (0%) | 0% | 0 | Common Stock | |
| C. Green Anthony | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 52,000 | 171,323 (0%) | 0% | 0 | Common Stock | |
| Finkelstein L. David | Director, CEO and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2024 | 19,994 | 558,963 (0%) | 0% | 0 | Common Stock | |
| C. Anthony Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.57 per share. | 01 Feb 2024 | 13,979 | 119,323 (0%) | 0% | 19.6 | 273,569 | Common Stock |
| L. David Finkelstein | Director, CEO and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 212,777 | 712,469 (0%) | 0% | 0 | Common Stock | |
| David Finkelstein L. | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.57 per share. | 01 Feb 2024 | 59,271 | 499,692 (0%) | 0% | 19.6 | 1,159,933 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 60,000 | 111,309 (0%) | 0% | 0 | Common Stock | |
| Steven Campbell | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 70,000 | 146,500 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.57 per share. | 01 Feb 2024 | 9,941 | 51,309 (0%) | 0% | 19.6 | 194,545 | Common Stock |
| Green C. Anthony | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 3,170 | 133,216 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 1,463 | 60,429 (0%) | 0% | 0 | Common Stock | |
| Finkelstein David L. | Director, CEO and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 8,781 | 554,040 (0%) | 0% | 0 | Common Stock | |
| Green Anthony C. | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.19 per share. | 29 Jan 2024 | 5,024 | 128,192 (0%) | 0% | 19.2 | 96,411 | Common Stock |
| F. Steven Campbell | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 2,194 | 88,853 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.19 per share. | 29 Jan 2024 | 3,478 | 85,375 (0%) | 0% | 19.2 | 66,743 | Common Stock |
| Wolfe Serena | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.19 per share. | 29 Jan 2024 | 2,319 | 58,110 (0%) | 0% | 19.2 | 44,502 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.19 per share. | 29 Jan 2024 | 15,071 | 538,969 (0%) | 0% | 19.2 | 289,212 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Sale of securities on an exchange or to another person at price $ 17.04 per share. | 06 Nov 2023 | 50,000 | 545,259 (0%) | 0% | 17.0 | 852,000 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jul 2023 | 15,685 | 621,494 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.09 per share. | 31 Jul 2023 | 26,235 | 595,259 (0%) | 0% | 20.1 | 527,061 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.09 per share. | 31 Jul 2023 | 4,843 | 130,046 (0%) | 0% | 20.1 | 97,296 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jul 2023 | 3,136 | 134,889 (0%) | 0% | 0 | Common Stock | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2023 | 7,057 | 256,857 (0%) | 0% | 0 | Common Stock | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2023 | 7,057 | 0 | - | - | Deferred Stock Units | |
| John H. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 48,238 | - | - | Deferred Stock Units | |
| Michael E. Haylon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 77,831 | - | - | Deferred Stock Units | |
| Glenn A. Votek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 18,162 | - | - | Deferred Stock Units | |
| Francine J. Bovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 70,329 | - | - | Deferred Stock Units | |
| Vicki Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 30,913 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 18,162 | - | - | Deferred Stock Units | |
| Thomas Edward Hamilton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 27,698 | - | - | Deferred Stock Units | |
| Martin Laguerre | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 8,167 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 5,293 | 8,568 (0%) | 0% | 0 | Common Stock | |
| Eric A. Reeves | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 5,293 | 11,197 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2023 | 8,167 | 16,490 | - | - | Deferred Stock Units | |
| David L. Finkelstein | Director, CEO and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2023 | 186,934 | 709,183 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.37 per share. | 08 Mar 2023 | 103,374 | 605,809 (0%) | 0% | 20.4 | 2,105,728 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 145,500 | 522,249 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 6,186 | 401,561 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.00 per share. | 01 Feb 2023 | 24,812 | 376,749 (0%) | 0% | 24 | 595,488 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 1,584 | 100,507 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.00 per share. | 01 Feb 2023 | 5,863 | 94,644 (0%) | 0% | 24 | 140,712 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 37,109 | 131,753 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.00 per share. | 01 Feb 2023 | 2,345 | 21,857 (0%) | 0% | 24 | 56,280 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 37,109 | 58,966 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 634 | 24,202 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 1,520 | 54,189 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.00 per share. | 31 Jan 2023 | 5,628 | 48,561 (0%) | 0% | 24 | 135,072 | Common Stock |
| Steven F. Campbell | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2023 | 38,098 | 86,659 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 389 | 53,301 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.00 per share. | 31 Jan 2023 | 632 | 52,669 (0%) | 0% | 24 | 15,168 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2023 | 5,271 | 408,505 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.47 per share. | 29 Jan 2023 | 13,130 | 395,375 (0%) | 0% | 23.5 | 308,161 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.47 per share. | 29 Jan 2023 | 4,377 | 98,923 (0%) | 0% | 23.5 | 102,728 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2023 | 1,904 | 103,300 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.47 per share. | 29 Jan 2023 | 2,020 | 23,568 (0%) | 0% | 23.5 | 47,409 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2023 | 879 | 25,588 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2023 | 1,318 | 55,942 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.47 per share. | 29 Jan 2023 | 3,030 | 52,912 (0%) | 0% | 23.5 | 71,114 | Common Stock |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jul 2022 | 12,186 | 39,063 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jul 2022 | 12,186 | 54,699 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.91 per share. | 30 Jun 2022 | 87,790 | 1,612,944 (0%) | 0% | 5.9 | 518,839 | Common Stock |
| David L. Finkelstein | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2022 | 31,721 | 1,700,734 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.91 per share. | 30 Jun 2022 | 16,208 | 405,590 (0%) | 0% | 5.9 | 95,789 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2022 | 6,344 | 421,798 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 5.56 per share. | 17 Jun 2022 | 200,000 | 1,669,013 (0%) | 0% | 5.6 | 1,112,000 | Common Stock |
| John H. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 149,058 | - | - | Deferred Stock Units | |
| Michael E. Haylon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 240,580 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 41,840 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 17,468 | 24,372 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 17,468 | 1,050,204 (0%) | 0% | 0 | Common Stock | |
| Glenn A. Votek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 39,981 | - | - | Deferred Stock Units | |
| Francine J. Bovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 214,673 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 7,804 | 42,513 (0%) | 0% | 0 | Common Stock | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 7,804 | 51,249 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 59,053 | - | - | Deferred Stock Units | |
| Vicki Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 90,982 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 39,981 | - | - | Deferred Stock Units | |
| Thomas Edward Hamilton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 78,124 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 13,101 | 13,101 (0%) | 0% | 0 | Common Stock | |
| Eric A. Reeves | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 13,101 | 28,739 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2022 | 24,372 | 41,840 | - | - | Deferred Stock Units | |
| David L. Finkelstein | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 464,195 | 1,469,013 (0%) | 0% | 0 | Common Stock | |
| Timothy P. Coffey | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 137,832 | 399,501 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 118,821 | 415,454 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 47,528 | 98,840 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 114,068 | 218,503 (0%) | 0% | 0 | Common Stock | |
| Ilker Ertas | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 147,338 | 333,083 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 7,989 | 1,050,098 (0%) | 0% | 0 | Common Stock | |
| David L. Finkelstein | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 45,280 | 1,004,818 (0%) | 0% | 7.9 | 357,712 | Common Stock |
| Timothy P. Coffey | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 444 | 263,991 (0%) | 0% | 0 | Common Stock | |
| Timothy P. Coffey | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 2,322 | 261,669 (0%) | 0% | 7.9 | 18,344 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 2,885 | 311,727 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 15,094 | 296,633 (0%) | 0% | 7.9 | 119,243 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 1,332 | 58,278 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 6,966 | 51,312 (0%) | 0% | 7.9 | 55,031 | Common Stock |
| Steven F. Campbell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 10,450 | 105,744 (0%) | 0% | 7.9 | 82,555 | Common Stock |
| Steven F. Campbell | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 1,998 | 116,194 (0%) | 0% | 0 | Common Stock | |
| Steven F. Campbell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 2,183 | 104,435 (0%) | 0% | 7.9 | 17,246 | Common Stock |
| Steven F. Campbell | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 874 | 106,618 (0%) | 0% | 0 | Common Stock | |
| Ilker Ertas | Chief Investment Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 3,328 | 204,470 (0%) | 0% | 0 | Common Stock | |
| Ilker Ertas | Chief Investment Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2022 | 874 | 187,928 (0%) | 0% | 0 | Common Stock | |
| Ilker Ertas | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 2,183 | 185,745 (0%) | 0% | 7.9 | 17,246 | Common Stock |
| Ilker Ertas | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.90 per share. | 29 Jan 2022 | 17,416 | 187,054 (0%) | 0% | 7.9 | 137,586 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.88 per share. | 30 Jun 2021 | 75,504 | 1,042,109 (0%) | 0% | 8.9 | 670,476 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2021 | 14,840 | 1,117,613 (0%) | 0% | 0 | Common Stock | |
| Timothy P. Coffey | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.88 per share. | 30 Jun 2021 | 34,737 | 263,547 (0%) | 0% | 8.9 | 308,465 | Common Stock |
| Timothy P. Coffey | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2021 | 7,420 | 298,284 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2021 | 2,968 | 322,737 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.88 per share. | 30 Jun 2021 | 13,895 | 308,842 (0%) | 0% | 8.9 | 123,388 | Common Stock |
| John H. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 117,140 | - | - | Deferred Stock Units | |
| Michael E. Haylon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 193,206 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 38,160 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2021 | 22,551 | 1,289,379 (0%) | 0% | 0 | Common Stock | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2021 | 22,551 | 15,609 | - | - | Deferred Stock Units | |
| Glenn A. Votek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 15,609 | - | - | Deferred Stock Units | |
| Francine J. Bovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 170,055 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 45,956 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2021 | 11,275 | 34,709 (0%) | 0% | 0 | Common Stock | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2021 | 11,275 | 34,681 | - | - | Deferred Stock Units | |
| Vicki Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 66,610 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 38,160 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2021 | 22,551 | 15,609 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2021 | 22,551 | 38,143 (0%) | 0% | 0 | Common Stock | |
| Thomas Edward Hamilton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 53,752 | - | - | Deferred Stock Units | |
| Eric A. Reeves | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 15,609 | 15,609 | - | - | Deferred Stock Units | |
| Thomas Edward Hamilton | Director | Sale of securities on an exchange or to another person at price $ 9.18 per share. | 03 May 2021 | 80,000 | 0 (0%) | 0% | 9.2 | 734,432 | Common Stock |
| Steven F. Campbell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.12 per share. | 31 Jan 2021 | 1,889 | 114,196 (0%) | 0% | 8.1 | 15,339 | Common Stock |
| Ilker Ertas | Head of Securitized Products | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.12 per share. | 31 Jan 2021 | 1,889 | 201,142 (0%) | 0% | 8.1 | 15,339 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 221,675 | 1,102,773 (0%) | 0% | 0 | Common Stock | |
| Timothy P. Coffey | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 12,315 | 290,864 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 80,049 | 319,769 (0%) | 0% | 0 | Common Stock | |
| Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 36,946 | 56,946 (0%) | 0% | 0 | Common Stock | |
| Glenn A. Votek | Director | Grant, award, or other acquisition of securities at price $ 7.40 per share. | 02 Sep 2020 | 125,000 | 350,052 (0%) | 0% | 7.4 | 925,000 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 381,098 | 881,098 (0%) | 0% | 0 | Common Stock | |
| Timothy P. Coffey | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 190,549 | 278,549 (0%) | 0% | 0 | Common Stock | |
| Timothy P. Coffey | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 190,549 | 278,549 (0%) | 0% | 0 | Common Stock | |
| Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 76,220 | 239,720 (0%) | 0% | 0 | Common Stock | |
| John H. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 94,894 | - | - | Deferred Stock Units | |
| Michael E. Haylon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 159,005 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 May 2020 | 15,592 | 22,551 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 May 2020 | 15,592 | 1,826,864 (0%) | 0% | 0 | Common Stock | |
| Denahan Wellington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 38,143 | - | - | Deferred Stock Units | |
| Donnell A. Segalas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 147,640 | - | - | Deferred Stock Units | |
| Francine J. Bovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 138,278 | - | - | Deferred Stock Units | |
| Katie Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 May 2020 | 7,796 | 30,347 | - | - | Deferred Stock Units | |
| Katie Beirne Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 38,143 | - | - | Deferred Stock Units | |
| Katie Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 May 2020 | 7,796 | 23,434 (0%) | 0% | 0 | Common Stock | |
| Vicki Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 51,001 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 May 2020 | 15,592 | 15,592 (0%) | 0% | 0 | Common Stock | |
| Kathy Hopinkah Hannan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 May 2020 | 15,592 | 22,551 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 38,143 | - | - | Deferred Stock Units | |
| Thomas Hamilton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 22,551 | 38,143 | - | - | Deferred Stock Units | |
| Thomas Hamilton | Director | Purchase of securities on an exchange or from another person at price $ 5.96 per share. | 15 May 2020 | 200,000 | 330,000 (0%) | 0% | 6.0 | 1,192,920 | Common Stock |
| Timothy P. Coffey | Chief Credit Officer | Purchase of securities on an exchange or from another person at price $ 6.00 per share. | 12 May 2020 | 50,000 | 88,000 (0%) | 0% | 6 | 300,000 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Purchase of securities on an exchange or from another person at price $ 5.92 per share. | 12 May 2020 | 12,500 | 163,500 (0%) | 0% | 5.9 | 73,999 | Common Stock |
| David L. Finkelstein | Director, CEO and CIO | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 04 May 2020 | 100,000 | 500,000 (0%) | 0% | 6.0 | 603,000 | Common Stock |
| Serena Wolfe | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 04 May 2020 | 20,000 | 20,000 (0%) | 0% | 6.0 | 119,800 | Common Stock |
| Glenn A. Votek | Director, Interim CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2020 | 100,100 | 216,811 (0%) | 0% | 0 | Common Stock | |
| John H. Schaefer | Director | Purchase of securities on an exchange or from another person at price $ 9.21 per share. | 25 Nov 2019 | 10,000 | 87,494 (0%) | 0% | 9.2 | 92,100 | Common Stock |
| Katherine Beirne Fallon | Director | Purchase of securities on an exchange or from another person at price $ 8.97 per share. | 07 Jun 2019 | 2,780 | 15,638 (0%) | 0% | 9.0 | 24,936 | Common Stock |
| David L. Finkelstein | Chief Investment Officer | Other type of transaction at price $ 25.34 per share. | 31 May 2019 | 5,525 | 0 (0%) | 0% | 25.3 | 139,995 | Series H Preferred Stock |
| John H. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 66,029 | - | - | Deferred Stock Units | |
| Michael E. Haylon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 121,275 | - | - | Deferred Stock Units | |
| Jonathan D. Green | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 121,275 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 28,450 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 May 2019 | 12,858 | 1,811,272 (0%) | 0% | 0 | Common Stock | |
| Denahan Wellington | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 May 2019 | 12,858 | 15,592 | - | - | Deferred Stock Units | |
| Donnell A. Segalas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 112,216 | - | - | Deferred Stock Units | |
| Francine J. Bovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 102,854 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 May 2019 | 12,858 | 12,858 (0%) | 0% | 0 | Common Stock | |
| Katherine Beirne Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 28,450 | - | - | Deferred Stock Units | |
| Katherine Beirne Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 May 2019 | 12,858 | 15,592 | - | - | Deferred Stock Units | |
| Vicki Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 28,450 | - | - | Deferred Stock Units | |
| Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 15,592 | - | - | Deferred Stock Units | |
| Thomas Edward Hamilton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2019 | 15,592 | 15,592 | - | - | Deferred Stock Units | |
| Thomas Edward Hamilton | Director | Purchase of securities on an exchange or from another person at price $ 9.47 per share. | 17 May 2019 | 30,000 | 130,000 (0%) | 0% | 9.5 | 284,100 | Common Stock |
| Thomas Edward Hamilton | Director | Purchase of securities on an exchange or from another person at price $ 9.47 per share. | 17 May 2019 | 30,000 | 80,000 (0%) | 0% | 9.5 | 284,100 | Common Stock |
| Thomas Edward Hamilton | Director | Purchase of securities on an exchange or from another person at price $ 9.47 per share. | 17 May 2019 | 30,000 | 130,000 (0%) | 0% | 9.5 | 284,094 | Common Stock |
| Anthony C. Green | Chief Corporate Officer, CLO | Purchase of securities on an exchange or from another person at price $ 9.56 per share. | 14 May 2019 | 50,000 | 151,000 (0%) | 0% | 9.6 | 478,000 | Common Stock |
| David L. Finkelstein | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 9.56 per share. | 13 May 2019 | 100,000 | 400,000 (0%) | 0% | 9.6 | 955,660 | Common Stock |
| Kevin Keyes | Director, Chairman, CEO & President | Purchase of securities on an exchange or from another person at price $ 9.62 per share. | 06 May 2019 | 300,000 | 1,284,779 (0%) | 0% | 9.6 | 2,887,470 | Common Stock |
| David L. Finkelstein | Chief Investment Officer | 31 Dec 2018 | 5,525 | 5,525 (0%) | 0% | 0 | Series H Preferred Stock | ||
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 94,175 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2018 | 11,451 | 44,946 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2018 | 11,451 | 77,494 (0%) | 0% | 0 | Common Stock | |
| John H. Schaefer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 56,397 | - | - | Deferred Stock Units | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 87,121 | - | - | Deferred Stock Units | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 94,175 | - | - | Deferred Stock Units | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 94,175 | - | - | Deferred Stock Units | |
| Denahan Wellington | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 12,858 | - | - | Deferred Stock Units | |
| Donnell A. Segalas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 87,121 | - | - | Deferred Stock Units | |
| Francine J. Bovich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 77,759 | - | - | Deferred Stock Units | |
| Katie Beirne Fallon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 12,858 | - | - | Deferred Stock Units | |
| Vicki Williams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 12,858 | 12,858 | - | - | Deferred Stock Units | |
| Anthony C. Green | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 10.43 per share. | 21 Feb 2018 | 23,150 | 100,900 (0%) | 0% | 10.4 | 241,339 | Common Stock |
| Anthony C. Green | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 10.42 per share. | 21 Feb 2018 | 100 | 101,000 (0%) | 0% | 10.4 | 1,042 | Common Stock |
| Denahan Wellington | Director, Chairman of Board/Exec. Chair. | Purchase of securities on an exchange or from another person at price $ 11.97 per share. | 07 Dec 2017 | 125,280 | 1,798,414 (0%) | 0% | 12.0 | 1,499,990 | Common Stock |
| Glenn A. Votek | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 11.73 per share. | 01 Dec 2017 | 24,300 | 91,044 (0%) | 0% | 11.7 | 285,015 | Common Stock |
| Glenn A. Votek | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 11.73 per share. | 01 Dec 2017 | 700 | 66,744 (0%) | 0% | 11.7 | 8,208 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 11.34 per share. | 10 Nov 2017 | 3,000 | 3,000 (0%) | 0% | 11.3 | 34,020 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 11.33 per share. | 10 Nov 2017 | 500 | 500 (0%) | 0% | 11.3 | 5,663 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 11.33 per share. | 10 Nov 2017 | 450 | 450 (0%) | 0% | 11.3 | 5,097 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 11.32 per share. | 10 Nov 2017 | 450 | 450 (0%) | 0% | 11.3 | 5,092 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 11.34 per share. | 10 Nov 2017 | 8,800 | 102,450 (0%) | 0% | 11.3 | 99,792 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 11.32 per share. | 10 Nov 2017 | 500 | 500 (0%) | 0% | 11.3 | 5,658 | Common Stock |
| Kevin Keyes | Director, CEO & President | Purchase of securities on an exchange or from another person at price $ 11.12 per share. | 06 Nov 2017 | 300,000 | 984,778 (0%) | 0% | 11.1 | 3,335,250 | Common Stock |
| David L. Finkelstein | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 12.49 per share. | 01 Sep 2017 | 100,000 | 300,000 (0%) | 0% | 12.5 | 1,248,650 | Common Stock |
| Francine J. Bovich | None | Purchase of securities on an exchange or from another person at price $ 12.29 per share. | 17 Aug 2017 | 13,500 | 13,500 (0%) | 0% | 12.3 | 165,915 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 12.09 per share. | 07 Aug 2017 | 8,000 | 84,150 (0%) | 0% | 12.1 | 96,706 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 12.19 per share. | 07 Aug 2017 | 9,000 | 93,150 (0%) | 0% | 12.2 | 109,685 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 12.18 per share. | 07 Aug 2017 | 500 | 93,650 (0%) | 0% | 12.2 | 6,088 | Common Stock |
| Donnell A. Segalas | None | Purchase of securities on an exchange or from another person at price $ 12.18 per share. | 07 Aug 2017 | 200 | 2,100 (0%) | 0% | 12.2 | 2,437 | Common Stock |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 73,052 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 40,278 | - | - | Deferred Stock Units | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 67,666 | - | - | Deferred Stock Units | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 73,052 | - | - | Deferred Stock Units | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 73,052 | - | - | Deferred Stock Units | |
| Donnell A. Segalas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 67,666 | - | - | Deferred Stock Units | |
| Francine J. Bovich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 11,451 | 58,304 | - | - | Deferred Stock Units | |
| Timothy P. Coffey | Chief Credit Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Nov 2016 | 30,000 | 38,000 | - | - | Common Stock | |
| David L. Finkelstein | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Nov 2016 | 100,000 | 200,000 | - | - | Common Stock | |
| Donnell A. Segalas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 51,349 | - | - | Deferred Stock Units | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 55,202 | - | - | Deferred Stock Units | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 51,349 | - | - | Deferred Stock Units | |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 55,202 | - | - | Deferred Stock Units | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 55,202 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 25,832 | - | - | Deferred Stock Units | |
| Francine J. Bovich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 12,617 | 41,987 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2016 | 14,864 | 13,215 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2016 | 14,864 | 62,742 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2016 | 130,400 | 436,800 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2016 | 5,200 | 21,899 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2015 | 100,000 | 1,673,134 | - | - | Common Stock | |
| Glenn A. Votek | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2015 | 25,000 | 51,509 | - | - | Common Stock | |
| Kevin P. Brady | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2015 | 48,750 | 48,750 | - | - | Common Stock | |
| Kevin Keyes | Director, President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Aug 2015 | 300,000 | 600,000 | - | - | Common Stock | |
| Donnell A. Segalas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 35,437 | - | - | Deferred Stock Units | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 37,807 | - | - | Deferred Stock Units | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 35,437 | - | - | Deferred Stock Units | |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 37,807 | - | - | Deferred Stock Units | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 37,807 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 37,807 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2015 | 12,878 | 24,929 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2015 | 12,878 | 47,878 | - | - | Common Stock | |
| Francine J. Bovich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2015 | 13,197 | 26,075 | - | - | Deferred Stock Units | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 13,268 | 1,388,186 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 184,948 | 1,573,134 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 184,948 | 1,559,866 | - | - | Common Stock | |
| Glenn A. Votek | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Mar 2015 | 25,000 | 25,000 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2014 | 86,837 | 1,374,918 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2014 | 113,500 | 306,400 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2014 | 9,284 | 16,699 | - | - | Common Stock | |
| Donnell A. Segalas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| John H. Schaefer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| Francine J. Bovich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2014 | 11,539 | 11,539 | - | - | Deferred Stock Units | |
| Rose-Marie Lyght | Co-CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Nov 2013 | 20,406 | 163,011 | - | - | Common Stock | |
| Kevin Keyes | Director, President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Nov 2013 | 100,000 | 300,000 | - | - | Common Stock | |
| James P. Fortescue | COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2013 | 25,000 | 160,261 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Nov 2013 | 93,000 | 1,288,081 | - | - | Common Stock | |
| Kevin P. Brady | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Aug 2013 | 9,000 | 9,000 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Aug 2013 | 30,200 | 1,043,463 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Aug 2013 | 151,618 | 1,195,081 | - | - | Common Stock | |
| Kristopher Konrad | Co-CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2013 | 17,000 | 213,035 | - | - | Common Stock | |
| John H. Schaefer | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Aug 2013 | 10,000 | 35,000 | - | - | Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2013 | 100,000 | 0 | - | - | Option to purchase Common Stock | |
| Denahan Wellington | Director, Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2013 | 100,000 | 1,013,263 | - | - | Common Stock | |
| John H. Schaefer | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2013 | 25,000 | 25,000 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Apr 2013 | 37,500 | 192,900 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Apr 2013 | 37,500 | 0 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | Co-CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2013 | 20,000 | 196,035 | - | - | Common Stock | |
| Kristopher Konrad | Co-CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2013 | 20,000 | 37,500 | - | - | Option to purchase Common Stock | |
| Kevin Keyes | President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2012 | 100,000 | 200,000 | - | - | Common Stock | |
| Rose-Marie Lyght | Co-CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Nov 2012 | 15,000 | 142,605 | - | - | Common Stock | |
| Rose-Marie Lyght | Co-CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Nov 2012 | 15,000 | 75,000 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Nov 2012 | 10,000 | 135,261 | - | - | Common Stock | |
| James P. Fortescue | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Nov 2012 | 10,000 | 115,000 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | MD and Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Oct 2012 | 17,500 | 57,500 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | MD and Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Oct 2012 | 17,500 | 176,035 | - | - | Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2012 | 5,000 | 142,617 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2012 | 5,000 | 91,989 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Oct 2012 | 112,000 | 2,706,392 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Oct 2012 | 112,000 | 344 | - | - | Option to Purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2012 | 7,500 | 127,605 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2012 | 7,500 | 90,000 | - | - | Option to Purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2012 | 37,500 | 37,500 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2012 | 37,500 | 155,400 | - | - | Common Stock | |
| Donnell A. Seglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2012 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| John A. Lambiase | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2012 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2012 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2012 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2012 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2012 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| John A. Lambiase | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 May 2012 | 1,250 | 58,062 | - | - | Common Stock | |
| John A. Lambiase | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 May 2012 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 May 2012 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 May 2012 | 1,250 | 45,750 | - | - | Common Stock | |
| E. Wayne Nordberg | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 May 2012 | 1,250 | 43,250 | - | - | Common Stock | |
| E. Wayne Nordberg | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 May 2012 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2012 | 12,500 | 44,150 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2012 | 12,500 | 12,500 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Apr 2012 | 37,500 | 290,482 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Apr 2012 | 37,500 | 37,500 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Apr 2012 | 100,000 | 100,000 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Apr 2012 | 100,000 | 2,594,392 | - | - | Common Stock | |
| Denahan Wellington | Director, Vice Chairman of Board & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Apr 2012 | 100,000 | 100,000 | - | - | Option to purchase Common Stock | |
| Denahan Wellington | Director, Vice Chairman of Board & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Apr 2012 | 100,000 | 913,263 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Apr 2012 | 12,500 | 76,150 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Apr 2012 | 12,500 | 37,500 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Mar 2012 | 12,500 | 158,535 | - | - | Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Mar 2012 | 12,500 | 75,000 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Mar 2012 | 12,500 | 31,650 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Mar 2012 | 12,500 | 25,000 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Feb 2012 | 500 | 500 | - | - | Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Feb 2012 | 20,000 | 125,000 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Feb 2012 | 20,000 | 125,261 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2012 | 11,000 | 75,000 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2012 | 6,369 | 43,631 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2012 | 6,369 | 252,982 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2012 | 11,000 | 246,613 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2012 | 6,369 | 2,436,736 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2012 | 6,369 | 143,631 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2012 | 57,656 | 2,494,392 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2012 | 57,656 | 112,344 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2011 | 2,383 | 81,133 | - | - | Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2011 | 2,617 | 83,750 | - | - | Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2011 | 2,617 | 0 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2011 | 2,383 | 147,617 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2011 | 5,500 | 117,900 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2011 | 5,500 | 75,000 | - | - | Option to purchase Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2011 | 15,000 | 105,000 | - | - | Option to purchase Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2011 | 15,000 | 156,938 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Dec 2011 | 20,000 | 235,613 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Dec 2011 | 20,000 | 86,000 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Dec 2011 | 20,000 | 146,035 | - | - | Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Dec 2011 | 20,000 | 87,500 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Nov 2011 | 7,500 | 120,105 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Nov 2011 | 7,500 | 97,500 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Nov 2011 | 500 | 500 | - | - | Class A Preferred Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Aug 2011 | 10,000 | 0 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Aug 2011 | 10,000 | 105,261 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Aug 2011 | 100,000 | 200,000 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Aug 2011 | 100,000 | 2,430,367 | - | - | Common Stock | |
| Kevin Keyes | Chf. Strat. Off, Head Cap. Mkt | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2011 | 50,000 | 100,000 | - | - | Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2011 | 5,000 | 78,750 | - | - | Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2011 | 5,000 | 2,617 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Jul 2011 | 19,000 | 215,613 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Jul 2011 | 19,000 | 106,000 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2011 | 20,000 | 126,035 | - | - | Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2011 | 20,000 | 107,500 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2011 | 7,500 | 112,605 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jun 2011 | 7,500 | 105,000 | - | - | Option to purchase Common Stock | |
| Donnell A. Seglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2011 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| John A. Lambiase | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2011 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2011 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2011 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2011 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2011 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jun 2011 | 32,000 | 80,500 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jun 2011 | 32,000 | 112,400 | - | - | Common Stock | |
| Denahan Wellington | Director, Vice Chairman of Board & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2011 | 200,000 | 200,000 | - | - | Option to purchase Common Stock | |
| Denahan Wellington | Director, Vice Chairman of Board & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2011 | 200,000 | 813,263 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Apr 2011 | 1,250 | 63,650 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Apr 2011 | 15,000 | 62,400 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Apr 2011 | 15,000 | 0 | - | - | Option to purchase Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Apr 2011 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2011 | 100,000 | 2,330,367 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2011 | 100,000 | 300,000 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Mar 2011 | 5,968 | 15,000 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Mar 2011 | 5,968 | 95,261 | - | - | Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Mar 2011 | 30,000 | 141,938 | - | - | Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Mar 2011 | 30,000 | 120,000 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Mar 2011 | 10,000 | 7,617 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Mar 2011 | 10,000 | 73,750 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jan 2011 | 22,400 | 105,105 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jan 2011 | 22,400 | 112,500 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2010 | 750 | 61,650 | - | - | Common Stock | |
| Kevin P. Brady | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2010 | 750 | 62,400 | - | - | Common Stock | |
| Kevin P. Brady | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2010 | 42,500 | 42,500 | - | - | Common Stock | |
| Kevin P. Brady | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2010 | 42,500 | 19,150 | - | - | Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Dec 2010 | 5,000 | 145,000 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Dec 2010 | 4,000 | 15,968 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Dec 2010 | 5,000 | 88,543 | - | - | Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Dec 2010 | 4,000 | 83,543 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Dec 2010 | 150,000 | 125,000 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Dec 2010 | 15,000 | 196,613 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2010 | 7,500 | 112,500 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2010 | 7,500 | 80,400 | - | - | Common Stock | |
| Kristopher Konrad | MD and Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Dec 2010 | 12,500 | 106,035 | - | - | Common Stock | |
| Kristopher Konrad | MD and Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Dec 2010 | 12,500 | 127,500 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Dec 2010 | 7,550 | 82,705 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Dec 2010 | 7,550 | 134,900 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 15,000 | 35,650 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 10,000 | 10,000 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 38,150 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 63,150 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 12,500 | 37,500 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 39,400 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 12,500 | 61,900 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 36,900 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 15,000 | 0 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 10,000 | 49,400 | - | - | Common Stock | |
| Kevin P. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2010 | 1,250 | 0 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Nov 2010 | 5,000 | 17,617 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | MANAGING DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Nov 2010 | 5,000 | 62,246 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2010 | 3,250 | 45,600 | - | - | Common Stock | |
| Donnell A. Seglas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2010 | 3,250 | 0 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Oct 2010 | 3,250 | 0 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Oct 2010 | 3,250 | 44,500 | - | - | Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2010 | 15,000 | 120,000 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2010 | 15,000 | 72,900 | - | - | Common Stock | |
| John A. Lambiase | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Oct 2010 | 2,437 | 56,812 | - | - | Common Stock | |
| John A. Lambiase | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Oct 2010 | 2,347 | 0 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2010 | 5,000 | 22,617 | - | - | Option to purchase Common Stock | |
| Jeremy Diamond | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2010 | 5,000 | 57,246 | - | - | Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2010 | 20,000 | 111,938 | - | - | Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2010 | 20,000 | 10,000 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Jul 2010 | 37,500 | 0 | - | - | Option to purchase Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Jul 2010 | 37,500 | 2,230,367 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2010 | 10,000 | 140,000 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2010 | 10,000 | 181,613 | - | - | Common Stock | |
| R. Nicholas Singh | EVP and General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2010 | 15,000 | 135,000 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | EVP and General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2010 | 15,000 | 57,900 | - | - | Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2010 | 10,000 | 93,535 | - | - | Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2010 | 10,000 | 140,000 | - | - | Option to purchase Common Stock | |
| Donnell A. Seglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2010 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| John A. Lambiase | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2010 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Jonathan D. Green | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2010 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Kevin P. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2010 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| E. Wayne Nordberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2010 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Michael E. Haylon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2010 | 1,250 | 1,250 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2010 | 7,550 | 142,450 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2010 | 7,550 | 75,155 | - | - | Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Jun 2010 | 4,532 | 79,543 | - | - | Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Jun 2010 | 4,532 | 19,968 | - | - | Option to purchase Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Mar 2010 | 9,562 | 91,938 | - | - | Common Stock | |
| Ronald D. Kazel | Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Mar 2010 | 9,562 | 0 | - | - | Option to purchase Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2010 | 9,562 | 67,605 | - | - | Common Stock | |
| Rose-Marie Lyght | MD, Co-Head Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2010 | 9,562 | 0 | - | - | Option to purchase Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Mar 2010 | 9,562 | 83,535 | - | - | Common Stock | |
| Kristopher Konrad | MD & Co-Head of Port Mgmt | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Mar 2010 | 9,562 | 0 | - | - | Option to purchase Common Stock | |
| Denahan Wellington | Director, Vice Chairman of Board & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Mar 2010 | 37,500 | 0 | - | - | Option to purchase Common Stock | |
| Denahan Wellington | Director, Vice Chairman of Board & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Mar 2010 | 37,500 | 613,263 | - | - | Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Mar 2010 | 12,500 | 0 | - | - | Option to purchase Common Stock | |
| Kathryn F. Fagan | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Mar 2010 | 12,500 | 171,613 | - | - | Common Stock | |
| R. Nicholas Singh | EVP and General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Mar 2010 | 9,561 | 0 | - | - | Option to purchase Common Stock | |
| R. Nicholas Singh | EVP and General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Mar 2010 | 9,561 | 42,900 | - | - | Common Stock | |
| Michael A.J. Farrell | Director, Pres., Chairman of Board & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Feb 2010 | 3,000 | 2,192,867 | - | - | Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2009 | 7,500 | 24,500 | - | - | Option to purchase Common Stock | |
| James P. Fortescue | MD and Head of Liabilities | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2009 | 7,500 | 75,011 | - | - | Common Stock |